Regulatory notices

Yesterday, CSSF has published 3 amended files used in the process of fund authorisation in connection with AML /CFT.

Friday 21 of February, CSSF published a Press Release informing the public that the European Commission has launched a public consultation on possible reforms to the Markets in Financial Instruments Directive and Regulation (MiFID and MiFIR), which set out rules covering European securities markets.

On 21 February 2020, the AMF has published a revised Instruction DOC-2012-06 that was prior modified in 2017.

ESMA has published yesterday its AIFMD Memorandum of understandings (MoUs) table by EEA supervisory Authority (country) as of February 2020.

The Belgian financial market regulator communicated its supervisory fees for 2020.

Recently, ESMA announced the launch of a Common Supervisory Action (CSA) on UCITS liquidity management.

Tuesday 10 February 2020, CSSF launched the first stage of the Common Supervisory Action (CSA) by asking a large sample of Luxembourg-based UCITS managers to complete a dedicated questionnaire for all UCITS managed, i.e. Luxembourg domiciled UCITS and foreign domiciled UCITS.

A new Decree related to PEA and PEA PMI-ETI has been published in the French Official Gazette (JORF) on Friday 7/02/2020 and will enter into force on 01/07/2020.

Consob has updated its Italian version of its fee manual to reflect the changes made in 2018 in the Consob Regolamento Intermediari.

BaFin published a summary table on the supervisory fees applicable to the asset management in 2020.